Compliance Auditing

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Regulatory compliance and audit readiness require more than periodic inspections—they demand a disciplined, risk-based approach grounded in real-world operations. Sicor Risk Solutions provides comprehensive compliance auditing services that help organizations identify gaps, reduce exposure, and strengthen safety and environmental performance across regulated industrial environments.

Our audits are led by senior practitioners with decades of hands-on experience across manufacturing, energy, mining, construction, and heavy industry. We bring deep expertise in OSHA, EPA, DOT, and state-level regulatory frameworks, as well as ISO-based management system auditing, delivering audits that are practical, defensible, and actionable.

Our Audit Philosophy

Sicor approaches compliance auditing as a tool for risk reduction and operational improvement—not a checklist exercise. We focus on understanding how work is actually performed, identifying root causes of non-compliance, and providing clear, prioritized recommendations that can be implemented without disrupting operations.

Our audits emphasize:

• Risk-based evaluation of regulatory and system requirements 
• Practical, field-verified findings 
• Clear prioritization of corrective actions 
• Alignment with business and operational objectives
   

 Regulatory Compliance Audits

Sicor conducts OSHA-based safety audits and environmental compliance audits aligned with federal, state, and local regulatory requirements. These audits are designed to help organizations prepare for inspections, reduce enforcement exposure, and demonstrate due diligence.

Regulatory audit services include:

• OSHA compliance audits (General Industry and Construction) 
• Environmental compliance audits (waste, water, and spill prevention programs) 
• DOT and transportation-related compliance reviews 
• Site-specific and multi-site audit programs
   

ISO & Management System Audits

In addition to regulatory audits, Sicor performs ISO-based audits aligned with ISO 9001, ISO 14001, and ISO 45001 standards. These audits evaluate both compliance and effectiveness, helping organizations assess management system maturity and identify opportunities for improvement.

ISO audit services include:

• Internal audits 
• Gap assessments and readiness reviews 
• Integrated management system audits 
• Support for corrective action development and closure
   

ISO vs. OSHA Audits – Understanding the Difference

OSHA audits focus on regulatory compliance and enforcement readiness, identifying gaps against federal and state safety requirements. ISO audits, by contrast, evaluate the effectiveness of management systems and how well processes are designed, implemented, and sustained. Sicor integrates both approaches to provide a complete view of compliance, risk, and system performance.

Actionable Reporting & Corrective Action Support

Sicor’s audit reports are clear, concise, and prioritized based on risk. We go beyond identifying findings by supporting corrective action development, root cause analysis, and implementation planning. This ensures audit results lead to measurable improvements rather than unresolved documentation.

Audit Readiness & Continuous Improvement

Whether preparing for a regulatory inspection, certification audit, customer review, or internal assessment, Sicor helps organizations maintain continuous audit readiness. Our services support:

• Pre-audit readiness assessments
• Post-audit corrective action management
• Trend analysis and performance monitoring 
• Continuous improvement initiatives
   

A Trusted, Objective Partner

At Sicor Risk Solutions, we serve as an objective, trusted advisor—providing transparent assessments while working collaboratively with leadership and operations teams. Our goal is to reduce risk, strengthen compliance, and help organizations operate with confidence in highly regulated environments. Sicor Risk Solutions provides comprehensive compliance auditing services grounded in decades of hands-on leadership across regulated industrial environments. Our audits are led by senior practitioners with extensive experience in OSHA, EPA, DOT, and international regulatory frameworks, as well as ISO 9001, ISO 14001, and ISO 45001 management systems. Drawing from executive-level internal audit, multi-site operational leadership, and global regulatory engagement, we deliver practical, risk-based audits that go beyond checklist compliance—identifying gaps, strengthening controls, and providing actionable recommendations that align with real-world operations. Our approach emphasizes transparency, regulatory readiness, and sustainable compliance while minimizing operational disruption.